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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-04-04
ID RA APPROVED 2018-10-18
MT RA APPROVED 2017-12-04
TX RA APPROVED_RES 2013-05-14
IL RA APPROVED 2002-06-26
  • IA RA
    APPROVED
    Since 2023-04-04
  • ID RA
    APPROVED
    Since 2018-10-18
  • MT RA
    APPROVED
    Since 2017-12-04
  • TX RA
    APPROVED_RES
    Since 2013-05-14
  • IL RA
    APPROVED
    Since 2002-06-26

Branch Locations

3535 Avenue Of The Cities, Moline, IL 61265 • United States

1521 Park Ave, Muscatine, IA 52761 • United States

21 E. Main Street The Farmers & Mechanics Bank, Galesburg, IL 61401-4525 • United States

1230 N. Henderson St, Galesburg, IL 61401-1511 • United States

123 E Knoxville St, Brimfield, IL 61517 • United States

4900 N Glen Park Pl. Suite A, Peoria, IL 61614 • United States

2616 Veterans Drive, Galesburg, IL 61401 • United States

2 Americinn Way, Suite D, Monmouth, IL 61462 • United States

301 Iowa Ave, Muscatine, IA 52761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Farmers & Mechanics Bank Galesburg IL 06/2002 08/2025
Lpl Financial Llc Galesburg IL 06/2002 Present
Cbi Bank & Trust Galesburg IL 08/2025 Present
  • 06/2002 → 08/2025
    The Farmers & Mechanics Bank
    Galesburg, IL
  • 06/2002 → Present
    Galesburg, IL
  • 08/2025 → Present
    Cbi Bank & Trust
    Galesburg, IL
Other Businesses

(1) 10/30/2003 - F&M INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 03/24/2025 - CBI BANK AND TRUST - Investment Related - Financial Institution Duty - AVEMUSCATINE, IA - Start Date:03/20/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 03/24/2025 - F & M INVESTMENT SERVICES - Investment Related - DBA for LPL Business (entity for LPL business) - STGALESBURG, IL - Start Date:03/20/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 03/24/2025 - CBI INVESTMENT SERVICES - Investment Related - DBA for LPL Business (entity for LPL business) - AVEMUSCATINE, IA - Start Date:03/20/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-24
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    2002-06-24
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10
Other Names
  • Tom Dunker

View on SEC IAPD

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