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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-06-13 |
Branch Locations
2200 Space Park Dr. Ste 235, Houston, TX 77058 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 12/2005 | Present |
1. 3/26/2013: NON-VARIABLE INSURANCE - SALES OF MEDICARE RELATED PRODUCTS SUCH AS MEDICARE SUPPLEMENTS, PRESCRIPTION DRUG PLANS AND FINAL EXPENSE. - TIME SPENT 5% - HOUSTON, TX. 2. 5/24/2018 - Starburst Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:03/03/2003 - 20 Hour(s) Per Month/4 Hour(s) During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
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