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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
IA RA APPROVED 2018-10-20
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

814 4Th Ave, Grinnell, IA 50112 • United States

5601 Merle Hay Road, Johnston, IA 50131 • United States

1101 Court Avenue, Marengo, IA 52301 • United States

205 Broadway Street, Polk City, IA 50226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Grinnell IA 01/2008 Present
Cambridge Investment Research, Inc. Grinnell IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
Previous Registrations
  • 2008-01-10 → 2018-10-20
    Investment Advisors Corp
    Grinnell, IA
  • 2006-12-11 → 2008-01-11
    Stevensville, MI
  • 2006-09-01 → 2006-10-30
    Cetera Investment Services Llc
    Buchanan, MI
  • 1999-12-03 → 2006-09-05
    Investment Advisors Corp
  • 1999-12-03 → 2002-12-31
    Investment Advisors Corp
    Grinnell, IA
Other Businesses

1.IOWA BANKERS INSURANCE AND SERVICES, 8800 NW 62ND AVE, JOHNSTON, IA, 7/1998 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 18/TRADING. 2.GRINNELL ROTARY CLUB, GRINNELL, IA, 7/2010 AS TREASURER. NIR - 1/WK - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.GRINNELL STATE BANK, 814 FOURTH AVE, GRINNELL, IA, 09/1994. VICE PRESIDENT, BANK. NIR-25/WK-4/TRADING. 5.GRINNELL INVESTOR CENTER DBA GRINNELL WEALTH MANAGEMENT, 814 FOURTH AVE, PO BOX 744, GRINNELL,IA, BANK VICE PRESIDENT, 09/01/20, INV REL, 16/WK- 2/TRADING 6. ST. FRANCIS MANOR, 2021 4th Ave, Grinnell IA 50112, United States, 06/01/2023, Board Member, Healthcare, NIR, 2 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-25
S63 Uniform Securities Agent State Law Examination 1998-12-21
  • S65 Uniform Investment Adviser Law Examination
    1999-05-25
  • S63 Uniform Securities Agent State Law Examination
    1998-12-21
Other Names
  • Todd Marvin Honold

View on SEC IAPD

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