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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
814 4Th Ave, Grinnell, IA 50112 • United States
5601 Merle Hay Road, Johnston, IA 50131 • United States
1101 Court Avenue, Marengo, IA 52301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial | Grinnell | IA | 01/2008 | Present |
| Cambridge Investment Research, Inc. | Grinnell | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1.IOWA BANKERS INSURANCE AND SERVICES, 8800 NW 62ND AVE, JOHNSTON, IA, 7/1998 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 18/TRADING. 2.GRINNELL ROTARY CLUB, GRINNELL, IA, 7/2010 AS TREASURER. NIR - 1/WK - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.GRINNELL STATE BANK, 814 FOURTH AVE, GRINNELL, IA, 09/1994. VICE PRESIDENT, BANK. NIR-25/WK-4/TRADING. 5.GRINNELL INVESTOR CENTER DBA GRINNELL WEALTH MANAGEMENT, 814 FOURTH AVE, PO BOX 744, GRINNELL,IA, BANK VICE PRESIDENT, 09/01/20, INV REL, 16/WK- 2/TRADING 6. ST. FRANCIS MANOR, 2021 4th Ave, Grinnell IA 50112, United States, 06/01/2023, Board Member, Healthcare, NIR, 2 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-21 |
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