Michael Howden Lloyd

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-12-04
PA	RA	APPROVED	2003-09-09

TX RA
APPROVED_RES

Since 2020-12-04
PA RA
APPROVED

Since 2003-09-09

Branch Locations

1 Altoona Pl Carriage House 1St Floor, Mt Lebanon, PA 15228-1265 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mt Lebanon	PA	09/2005	03/2020
Ameriprise Financial Services, Llc	Mt Lebanon	PA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Mt Lebanon, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Mt Lebanon, PA

Other Businesses

Real Estate Ownership; Multi-Family; 4464/4465 First st, Bethel Park, PA 15201, ,; ; . Business Ownership; LFS Management LLC; ; This is for protection and bill payment for group office; One Altoona Place, First Floor Carriage House, Pittsburgh, PA 15, 228,; ; ; 1 to 9 hours per month; . Fiduciary Activities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-09-04
S63	Uniform Securities Agent State Law Examination	1998-06-05

S65 Uniform Investment Adviser Law Examination

2003-09-04
S63 Uniform Securities Agent State Law Examination

1998-06-05

View on SEC IAPD