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Jamie Michael Bloom

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-12
  • TX RA
    APPROVED
    Since 2010-02-12

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dallas TX 01/2010 Present
Charles Schwab Bank Dallas TX 01/2010 Present
Previous Registrations
  • 2008-05-01 → 2009-02-04
    Raa
    Addison, TX
  • 2006-09-26 → 2008-04-21
    Raa Wealth Management, Llc
    Dallas, TX
  • 2005-12-16 → 2006-10-02
    Retirement Advisors Of America
    Dallas, TX
  • 2005-04-07 → 2005-12-13
    Chase Investment Services Corp.
    Farmers Branch, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-02-24
S65 Uniform Investment Adviser Law Examination 1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    2010-02-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
Other Names
  • Jamie Bloom
  • Jamison Michael Bloom

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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