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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-22 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 01/2005 | 11/2020 |
| Tiaa | Lewisville | TX | 01/2005 | 11/2020 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2020 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 12/2020 | Present |
(1) Rental Property | not investment related | Pagaso Springs, Colorado | start date 01/01/2022 | owner/landlord, rental property | less than 20 hours per month | none during securities trading hours; (2) Rental Property | not investment related | Arlington, Texas | start date 01/02/2020 | owner, rental property | less than 20 hours per month | none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-24 |
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