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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-09-23
TX RA APPROVED 2020-09-18
  • AZ RA
    APPROVED
    Since 2020-09-23
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

6991 Camelback Rd. Suite C-152, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Scottsdale AZ 05/2009 09/2020
Natoins Financial Group, Inc. Scottsdale AZ 09/2020 Present
Previous Registrations
Other Businesses

SALT RIVER SOLAR, INC. 13370 W FOXFIRE DR. SURPRISE, AZ 85372. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS ALTERNATIVE ENERGY CONSTRUCTION. POSITION IS OWNER. STARTED 11/25/2008. APPROX 10 HRS/MO SPENT ON BUSINESS, NONE DURING TRADING HOURS. DUTIES: OPERATION OF WEBSITE,FORWARDING QUOTES, TRACKING CASH FLOW & EXPENSES & CORPORATE TAXES.// SEA ELVIS GO, LLC LIMITADA. JACO, COSTA RICA. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS LLC THAT OWNS VAN WHICH IS FOR HIRE. POSITION IS OWNER. STARTED 7/24/21. NO HOURS SPENT ON BUSINESS. NO DUTIES OTHER THAN OWNER // RKR BEACH INVESTMENTS LLC LIMITADA. VISTA MAR DEL PACIFICO, JACO , COSTA RICA. NOT INVESTMENT RLATED. NATURE OF BUSINESS IS VACATION RENTAL. POSITION IS OWNER. STARTED 7/24/21. NO HOURS SPENT ON BUSINESS. NO DUTIES OTHER THAN OWNER. // GENERATIONS WEALTH MANAGEMENT. 6991 E CAMELBACK RD., SUITE C-152. SCOTTSDALE, AZ 85251. IS INVESTMENT RELATED. NATURE OF BUSINESS IS FINANCIAL PLANNING, INVESTMENT AND ADVISORY SERVICES. POSITION IS PRESIDENT. START DATE IS 4/22/2025. APPROX 160 HOURS PER MONTH DEVOTED TO BUSINESS. 160 HOURS DURING SECURITY TRADING HOURS. DUTIES INCLUDE PRACTICE MANAGEMENT, FINANCIAL PLANNING, INVESTMENT AND ADVISORY SERVICES. ///

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-12
S66 Uniform Combined State Law Examination 1998-09-28
  • S65 Uniform Investment Adviser Law Examination
    2006-09-12
  • S66 Uniform Combined State Law Examination
    1998-09-28
Designations

View on SEC IAPD

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