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David Earl Smith

Edward Jones

Monroe, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-09-24
  • NC RA
    APPROVED
    Since 2009-09-24

Branch Locations

1995 Wellness Blvd Suite 230, Monroe, NC 28110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2009 Present
Other Businesses

"CHS Union Advisory Council Monroe, NC Start date: 1/2/2017 Council Member Hours per week: 0 Hours during trading: 0 Make recommendations to CHS regarding policy matters and the operation of CMC-Union and perform the following duties: (a) review and provide input for approval by CHS strategic plans for CMC-Union & long-term operating and capital budget for CMC-Union; (b)advise CHS-Union regarding critical matters." Union Power Cooperative Monroe, NC Start date: 4/1/2021 Board of Director Hours per week: 0 Hours during trading: 0 The business and affairs of the Cooperative shall be governed by the Board of Directors, which shall exercise all of the powers of the Cooperative by setting overall policy and delegating day-to-day management to the Executive Vice President and General Manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-22
  • S66 Uniform Combined State Law Examination
    2009-09-22
Designations
Other Names
  • David E Smith
  • David Earl Smith

View on SEC IAPD

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