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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-18
GA RA APPROVED 2006-11-15
  • SC RA
    APPROVED
    Since 2025-09-18
  • GA RA
    APPROVED
    Since 2006-11-15

Branch Locations

35 S Main St [Profit Formula], Statesboro, GA 30458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Statesboro GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Statesboro GA 11/2016 Present
Previous Registrations
Other Businesses

DOTY DEVELOPMENT LLC, NOT INV RELATED, STATESBORO, GA, 80% OWNERSHIP, START 8/1/2020, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS INVESTMENT PROPERTY. RENTAL PROPERTY; INV RELATED; LEXINGTON, KY; 80% OWNERSHIP; START 9/18/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. TEMPLE DRIVE, LLC - 100% OWNERSHIP; INV RELATED;BLUFFTON,SC; ADVISORY BROKERAGE BUSINESS (FINET);Power of Attorney START DATE: 10/15/2026; 10 HRS PER MONTH; 10 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-30
  • S66 Uniform Combined State Law Examination
    1998-07-30
Other Names
  • Roger M Doty

View on SEC IAPD

Other Firms

Other Investors

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