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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-21 |
| VI | RA | APPROVED | 2023-08-21 |
| NJ | RA | APPROVED | 2012-04-10 |
| PA | RA | APPROVED | 2009-06-24 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Sewell, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Philadelphia | PA | 03/2008 | Present |
| Temple University | Philadelphia | PA | 08/2012 | Present |
NAME OF BUSINESS: TEMPLE UNIVERSITY; ADDRESS OF BUSINESS: 1801 N. BROAD STREET, PHILADELPHIA, PA 19122; NATURE OF BUSINESS: UNIVERSITY; START DATE: 08/27/2012; END DATE: NO ANTICIPATED END DATE; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: EMPLOYEE; APPROXIMATE HOURS PER MONTH: 40; HOURS DEVOTED DURING TRADING HOURS: 0; DUTIES: TEACHING A CLASS ONCE A WEEK IN THE EVENING TITLED "INVESTING FOR THE FUTURE." WILL NOT PROVIDE ANY FINANCIAL RECOMMENDATIONS. WILL BE PROVIDING STUDENTS WITH A BASIC UNDERSTANDING OF THE ECONOMIC ENVIRONMENT AS IT AFFECTS SOCIETY, THEIR LIVES, INVESTING AND THE DIFFERENT SECTORS OF THE INVESTMENT FIELD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-23 |
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