Lance Edward Harshbarger

Current Employers

Employment History

• 11/2014 → 06/2024
  Securities America, Inc.
  Overland Park, KS
• 11/2014 → 06/2024
  Securities America Advisors, Inc.
  Overland Park, KS
• 06/2024 → Present
  Osaic Wealth, Inc.
  Overland Park, KS

Previous Registrations

• 2014-11-14 → 2024-06-14
  Securities America Advisors, Inc.
  Overland Park, KS
• 2001-03-23 → 2014-11-14
  Sunset Financial Services, Inc.
  Overland Park, KS
  Frankfort, IL
  Kansas City, MO

Other Businesses

1. INSURANCE / ANNUITY BUSINESS POSITION: Advisor NATURE: In addition to my securities registrations, I also hold an insurance license and can transact life and annuity business when it is deemed appropriate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/19/2017 ADDRESS: 12501 Antioch, Suite 102, Overland Park KS 66213, United States DESCRIPTION: Whenever it's suitable, I offer various insurance based products (annuities / life insurance) to clients as part of their comprehensive financial plan. 2. ROCKHILL HOMES ASSOCIATION POSITION: President of the Rockhill Homes Association NATURE: I have been asked to serve on my neighborhood HOA for a period of three years. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 611 E. 46th Street, Kansas City MO 64110, United States DESCRIPTION: The HOA board meets to make decisions for the best interest of the neighborhood and to discuss various activities in the surrounding area. 3. ROYAL BLUE INC. POSITION: President NATURE: Royal Blue Inc. is my personal S-Corp that has been set up many years ago for tax planning purposes. It is also a vehicle where I pay basic business expenses like Rent, phone, utilities etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2004 ADDRESS: 12501 Antioch, Suite 102, Overland Park KS 66213, United States DESCRIPTION: It's simply a bank account where I run basic monthly expenses through. My fee revenue lands in my personal bank account, so I transfer funds to my business account to pay business related expenses. 4. RENTAL HOUSE POSITION: Owner NATURE: Rental property for passive income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2026 ADDRESS: 8409 Mercier Street, Kansas City MO 64114, United States DESCRIPTION: No duties during business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-01
• S63 Uniform Securities Agent State Law Examination
  1998-06-18

Designations