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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-04-01 |
Branch Locations
1322 Dowell Springs Blvd, Knoxville, TN 37909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/1999 | Present |
DBA WAYPOINT FINANCIAL PARTNERS, LLC, VARIOUS OUTSIDE INSURANCE BROKERAGE BUSINESS, FINANCIAL PLANNING ASSOCIATION OF EAST TENNESSEE P.O. BOX 34053 KNOXVILLE, TN 37950, GENERAL MEMBER - NO RESPONSIBILITIES, 9/30/2010, 1 HR/MO. NON INVESTMENT RELATED; EXECUTOR OF MOTHERS WILL. 1322 Dowell Springs Blvd. Knoxville, TN 37909, Owner, Own the office condo where office resides, 1322 DOWELL SPRINGS BLVD, KNOXVILLE, TN 37909, 12/01/2025, 2hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-11 |
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