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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
FL RA APPROVED 2021-04-14
VA RA APPROVED 2005-03-11
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • FL RA
    APPROVED
    Since 2021-04-14
  • VA RA
    APPROVED
    Since 2005-03-11

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

9110 Strada Pl 3Rd Fl [Ei-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-01
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S65 Uniform Investment Adviser Law Examination
    1998-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31

View on SEC IAPD

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