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Bradley Paul Johnson

Commonwealth Financial Network

Mankato, MN

CRD 3058797

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

304 Belle Ave Suite 1, Mankato, MN 56001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pratt, Kutzke & Associates Llp No Mankato MN 02/2001 Present
Commonwealth Financial Network San Diego CA 09/2012 Present
Other Businesses

1)FIXED INSURANCE SALES THROUGH OAK BRANCH FINANCIAL. INVESTMENT RELATED, AT BRANCH LOCATION. 2) BLM DEVELOPMENT. SOLE OWNER OF PRIVATE ENTITY ESTABLISHED TO FACILITATE SECURITIES BUSINESS. INVESTMENT RELATED, AT BRANCH LOCATION. 3) Owner and president of Oak Branch Financial, LLC, entity created as DBA for securities business. Investment related and conducted from branch location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-22
  • S66 Uniform Combined State Law Examination
    1998-08-22

View on SEC IAPD

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