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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pratt, Kutzke & Associates Llp | No Mankato | MN | 02/2001 | Present |
| Commonwealth Financial Network | San Diego | CA | 09/2012 | Present |
1)FIXED INSURANCE SALES THROUGH OAK BRANCH FINANCIAL. INVESTMENT RELATED, AT BRANCH LOCATION. 2) BLM DEVELOPMENT. SOLE OWNER OF PRIVATE ENTITY ESTABLISHED TO FACILITATE SECURITIES BUSINESS. INVESTMENT RELATED, AT BRANCH LOCATION. 3) Owner and president of Oak Branch Financial, LLC, entity created as DBA for securities business. Investment related and conducted from branch location.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-22 |
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