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Alan S Jutca

Mariner

Washington, PA

Pittsburgh, PA

CRD 3058711

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-04
  • PA RA
    APPROVED
    Since 2025-06-04

Branch Locations

Washington, PA • United States

1701 Cochran Rd 2Nd Floor, Pittsburgh, PA 15220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Pittsburg PA 03/1998 06/2025
Park Avenue Securities Llc Pittsburg PA 05/1999 06/2025
Mariner Overland Park KS 06/2025 Present
  • 03/1998 → 06/2025
    Guardian Life Insurance Co Of America
    Pittsburg, PA
  • 05/1999 → 06/2025
    Park Avenue Securities Llc
    Pittsburg, PA
  • 06/2025 → Present
    Mariner
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-19
S63 Uniform Securities Agent State Law Examination 1999-02-26
  • S66 Uniform Combined State Law Examination
    2011-09-19
  • S63 Uniform Securities Agent State Law Examination
    1999-02-26
Other Names
  • Alan S Jutca

View on SEC IAPD

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