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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community One | Asheboro | NC | 05/2011 | 11/2016 |
| Infinex Investments, Inc. | Meriden | CT | 01/2015 | Present |
| First Bancorp | Troy | NC | 11/2016 | Present |
1.) First Bancorp. Bank employee. Yes, Investment related. Started in Nov 2016. Approx 40 hours per month, all during trading hours. 2.) 1992--NON-INVESTMENT RELATED-MEMBER OF FIRST BAPTIST CHURCH 225 E. MAIN ST. BISCOE, NC 27209--CHAIRMAIN OF BUDGET AND FINANCE COMMITTEE FOR 2015. RESPONSIBLE FOR BUDGETING FOR STEWARDSHIP AND EXPENSES FOR ANNUAL CHURCH BUDGET.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-22 |
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