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Dawn Istvan Mcculloh

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

CRD 3114209

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-03-06
TX RA APPROVED 2009-02-27
  • GA RA
    APPROVED
    Since 2009-03-06
  • TX RA
    APPROVED
    Since 2009-02-27

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 11/2013 Present
Previous Registrations
  • 2007-04-02 → 2009-03-02
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2006-10-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Tallahassee, FL
Other Businesses

ATOMIC ICE CREAM SANDWICH / 1481 MCPHERSON AVE. ATLANTA,GA 30316 / DO MARKETING FOR MY HUSAND'S COMPANY/ START DATE 3/2/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-17
  • S66 Uniform Combined State Law Examination
    2006-10-17
Other Names
  • Dawn Istvan
  • Dawn Helen Quigley
  • Dawn Helen Istvan

View on SEC IAPD

Nearby Firms

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Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

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