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Penelope Genee Mcgowan

Strategic Advisers LLC

Jacksonville, FL

Middleburg, FL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • FL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246-4484 • United States

Middleburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/1996 10/2019
Fidelity Brokerage Services Llc Jacksonville FL 04/2020 Present
Unemployed Jacksonville FL 11/2019 03/2020
Fidelity Investments Boston MA 03/2025 Present
  • 03/1996 → 10/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 04/2020 → Present
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 11/2019 → 03/2020
    Unemployed
    Jacksonville, FL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-26 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
  • 2004-07-23 → 2007-07-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    Jacksonville, FL
    New York, NY
    Jacksonville, FL
    Jacksonville, FL
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-24
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S66 Uniform Combined State Law Examination
    2023-08-24
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • Penelope Genee Tharpe
  • Penelope Welker
  • Penelope G Tharpe
  • Penelope Donham
  • Penny Mcgowan
  • Penelope Mcgowan

View on SEC IAPD

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