Michael Joseph Merlin

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2020
  Morgan Stanley Smith Barney
  Atlanta, GA
• 01/2015 → 01/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2020 → Present
  Rockefeller Financial Llc
  Atlanta, GA
• 02/2024 → Present
  Rockefeller Capital Management
  Atlanta, GA

Previous Registrations

• 2009-06-01 → 2020-01-14
  Morgan Stanley
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
• 2003-04-17 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

CFL MANAGEMENT; SOLE PROPRIETOR/OWNER; REAL ESTATE INVSESTMENTS; .19 HOURS DURING 0 HOURS AFTER BUSNIES HOURS; 1/2000 Since 2015, Director for Non Profit Org, Atlanta Jewish Foundation. Is Securities related. Provides advisory services approximately 1 hour per month Petros Partners, LLC - 3350 Riverwood Parkway, Suite 1600, Atlanta, Georgia 30339; LLC formed to invest in the equity of a private company - investment related; Successor Manager; July 2020; 1 hour per month and no time spent during business hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-01
• S63 Uniform Securities Agent State Law Examination
  1998-07-13

Designations

• Certified Financial Planner