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William Boroughs Ertel

Tassel Capital Management, Inc

Matthews, NC

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Current Employers
Tassel Capital Management, Inc

1220 Mann Drive Suite 100, Matthews, NC 28105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2002-06-24
  • NC RA
    APPROVED
    Since 2002-06-24

Branch Locations

1220 Mann Drive Suite 100, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tassel Capital Management Inc Matthews NC 08/2002 Present
Previous Registrations
  • 2001-12-31 → 2002-08-23
    Ronald Blue & Co., Llc
    Charlotte, NC
Other Businesses

I AM A 7% OWNER IN ERTEL FAMILY FARMS, INC., AN INDIANA CORPORATION, WHICH INCORPORATED IN 2002. I AM NOT ACTIVELY INVOLVED IN THE BUSINESS AND SPEND ONE HOUR ANNUALLY SIGNING FORMS. THE CORPORATION IS NOT INVESTMENT RELATED. 100% OWNER OF HLE PROPERTIES, LLC THAT OWNS AN OFFICE CONDO AND RENTS IT TO TASSEL CAPITAL IN MATTHEWS, NC. SPEND 1 HOUR A MONTH ON ADMINISTRATIVE DUTIES OUTSIDE OF TRADING HOURS. TASSEL CAPITAL IS ONLY TENANT. BUSINESS IS NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-05
  • S65 Uniform Investment Adviser Law Examination
    1998-05-05
Designations
Other Names
  • William Boroughs Ertel

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