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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Baton Rouge | LA | 10/2004 | 01/2019 |
| Guardian Life Insurance Company | Baton Rouge | LA | 10/2004 | 01/2019 |
| Centaurus Financial Inc. | Anaheim | CA | 02/2019 | 08/2020 |
| Guardian Life Insurance | New York | NY | 12/2004 | 01/2019 |
| North Star Financial | Baton Rouge | LA | 10/2020 | 09/2021 |
| Northstar Financial | Baton Rouge | LA | 10/2020 | 09/2021 |
| Lpl Financial Llc | Baton Rouge | LA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-29 |
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