Lori Marie Lashaway

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2009 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*98177 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVERNESS GOLF CLUB INVESTMENT RELATED: NO ADDRESS OF BUSINESS: INVERNESS, ILLINOIS 60067 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 11/1/2016 NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE BEEN ASKED TO INTERVIEW TO BECOME ONE OF 15 BOARD MEMBERS WHO HANDLE ALL AREAS OF CLUB GOVERNANCE. I*: 2578342 Entity Type: Charitable Name of OBA: Music of the Baroque Address: Chicago, IL 60602 Investment Related: No Position, Title, Association: Treasurer, Board Member Employee Start Date: 06/26/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: Music education. treasurer General oversight of the organizations executive management team. Encourage "best practices" among management team.

Exams

• S66 Uniform Combined State Law Examination
  1998-06-23

Other Names

• Lori M Lashaway