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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-02 |
| NY | RA | APPROVED | 2022-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hrc Investment Services, Inc. | Glenwood Landing | NY | 07/2002 | 12/2021 |
| Lpl Financial Llc | Albany | NY | 12/2021 | Present |
| Pioneer Savings Bank | Albany | NY | 12/2021 | Present |
1.12/09/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pioneer Wealth Management; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.05/29/2026; Sacks Sports Academy; Business Owner; Not Investment Related; Clifton Park,NY; Start Date 07/09/2026; 4hrs/mth; 0hrs during trading 3.08/05/2026; White Glove Hockey; Business Owner; Not Investment Related; Clifton Park,NY; Start Date 07/01/2026; 4hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-10 |
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