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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
3700 Hilborn Rd Suite 300, Fairfield, CA 94534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerge Financial | Fairfield | CA | 02/2005 | Present |
| Avantax Investment Services, Inc. | Farfield | CA | 06/2008 | 09/2025 |
| Avantax Advisory Services | Fairfield | CA | 06/2008 | 09/2025 |
| Cetera Wealth Services, Llc | Oakland | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Emerge Financial 3700 Hilborn Road, Suite 300 Fairfield CA 94534 Professional Services - Business/Individual~Vice President~6/1/2011~10hrs~0hrs~Assist company with marketing and business management. 2) RENTAL PROPERTY POSITION: Rental Property NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 70 Redhead Street, Suite 280, Amer Cyn CA 94503, United States DESCRIPTION: Collect Rent 3) EMERGE FINANCIAL GROUP POSITION: Relationship Manager NATURE: Professional Services - Business /Individual INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2024 ADDRESS: One Harbor Center, Suite 280, Suisun City CA 94585, United States DESCRIPTION: Assist company with marketing and business management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-17 |
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