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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

3700 Hilborn Rd Suite 300, Fairfield, CA 94534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerge Financial Fairfield CA 02/2005 Present
Avantax Investment Services, Inc. Farfield CA 06/2008 09/2025
Avantax Advisory Services Fairfield CA 06/2008 09/2025
Cetera Wealth Services, Llc Oakland CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2005 → Present
    Emerge Financial
    Fairfield, CA
  • 06/2008 → 09/2025
    Avantax Investment Services, Inc.
    Farfield, CA
  • 06/2008 → 09/2025
    Avantax Advisory Services
    Fairfield, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Oakland, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-06-24 → 2025-09-05
    Avantax Advisory Services
    Fairfield, CA
  • 2005-01-26 → 2007-04-10
    1St Global Advisors Inc
    Fairfield, CA
    Oakland, CA
Other Businesses

1) Emerge Financial 3700 Hilborn Road, Suite 300 Fairfield CA 94534 Professional Services - Business/Individual~Vice President~6/1/2011~10hrs~0hrs~Assist company with marketing and business management. 2) RENTAL PROPERTY POSITION: Rental Property NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 70 Redhead Street, Suite 280, Amer Cyn CA 94503, United States DESCRIPTION: Collect Rent 3) EMERGE FINANCIAL GROUP POSITION: Relationship Manager NATURE: Professional Services - Business /Individual INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2024 ADDRESS: One Harbor Center, Suite 280, Suisun City CA 94585, United States DESCRIPTION: Assist company with marketing and business management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-18
S63 Uniform Securities Agent State Law Examination 2003-03-17
  • S65 Uniform Investment Adviser Law Examination
    2003-12-18
  • S63 Uniform Securities Agent State Law Examination
    2003-03-17
Other Names
  • H Eugene Hilliard
  • Gene Hilliard Jr.
  • H. Eugene Hilliard

View on SEC IAPD

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