Shane D Liggio

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → Present
  Northwestern Mutual Life Ins Co
  Milwaukee, WI
• 04/1998 → Present
  Northwestern Mutual Investment Services, Llc
  Lake Charles, LA
• 05/2010 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 20% OWNERSHIP, LIGGIO 5, LLC, 1029 WACHSEN DRIVE, LAKE CHARLES, , LOUISIANA, 70611, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FAMILY LLC WAS CREATED BY MY PARENTS AND THEY DONATED THEIR INTEREST IN THE LLC TO THEIR 5 CHILDREN. WE HAVE RECENTLY BEEN APPROACHED TO LEASE SOME LAND FOR OIL EXPLORATION. 3. CLB HOLDINGS, LLC , LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/5/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 100% OWNER, KPH HOLDINGS, LLC, LEGAL ENTITY, START DATE: 11/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-19
• S63 Uniform Securities Agent State Law Examination
  1998-05-27