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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2021-03-08 |
| CT | RA | APPROVED | 2009-06-02 |
| NJ | RA | APPROVED | 2009-05-12 |
Branch Locations
200 E. Eckerson Road Suite 230, New City, NY 10956 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | New City | NY | 05/2009 | Present |
| Guardian Life Insurance | New City | NY | 04/2009 | Present |
1. Wealth Advisory Group LLC Solicit Non Guardian Insurance products Start: 10/01/2009 Address: 200 E Eckerson Road, Suite 230 New City, NY 10956 10 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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