Shawn Thomas Buchanan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	1998-07-15

AL RA
APPROVED

Since 1998-07-15

Branch Locations

Bessemer, AL • United States

31 Inverness Center Pkwy Ste 550, Birmingham, AL 35242 • United States

Bessemer, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Birmingham	AL	09/2005	03/2020
Ameriprise Financial Services, Llc	Birmingham	AL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Birmingham, AL
03/2020 → Present

Ameriprise Financial Services, Llc

Birmingham, AL

Other Businesses

Outside Employment; ADP; Employee of MavenCross Wealth Advisors.; Manage advisory business; 31 Inverness Center Pkwy, Suite 550, Birmingham, AL, 35242; Not Investment-Related; 03/27/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-06-30

S63 Uniform Securities Agent State Law Examination

1998-06-30

Designations

Other Names

Shawn Buchanan

View on SEC IAPD