Jenny Rebecca Elstein

1162 Springfield Ave 2Nd Floor, Mountainside, NJ 07092 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-08-22

Branch Locations

Raleigh, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Prospera Financial Services	Dallas	TX	04/2015	07/2017
Lifeplan Group (Dba)	Raleigh	NC	07/2017	02/2020
Lpl Financial Llc	Raleigh	NC	03/2020	11/2021
Raymond James Financial Services Inc	Raleigh	NC	11/2021	08/2022
Raymond James Financial Services Advisors	Raleigh	NC	11/2021	08/2022
Ameriprise Financial Services, Llc	Los Angeles	CA	08/2022	Present

2022-08-24 → 2024-06-26

Ameriprise Financial Services, Llc

Los Angeles, CA

Los Angeles, CA

Raleigh, NC
2021-11-16 → 2022-08-30

Raymond James Financial Services Advisors, Inc

Raleigh, NC
2020-10-06 → 2021-11-24

Lpl Financial Llc

Raleigh, NC
2017-09-13 → 2020-03-27

Lifeplan Group

Raleigh, NC
2015-04-09 → 2017-07-13

Prospera Financial Services, Inc.

Dallas, TX

Raleigh, NC
2011-08-29 → 2015-04-06

Principal Securities, Inc.

Raleigh, NC

Des Moines, IA

Raleigh, NC
2006-02-21 → 2009-12-31

Principal Securities, Inc.

Raleigh, NC
2004-09-20 → 2006-01-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Durham, NC

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-09-29
S65	Uniform Investment Adviser Law Examination	2004-09-17