Adam Jan Slowik

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-11
CA	RA	APPROVED	2009-03-09

TX RA
APPROVED_RES

Since 2022-07-11
CA RA
APPROVED

Since 2009-03-09

Branch Locations

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	03/2009	Present

03/2009 → Present

Ubs Financial Services Inc

San Francisco, CA

Previous Registrations

2007-04-02 → 2009-03-10

Morgan Stanley & Co. Llc

San Francisco, CA
2002-02-13 → 2007-04-02

Morgan Stanley Dw Inc.

San Francisco, CA

San Francisc, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-07-07

S66 Uniform Combined State Law Examination

1998-07-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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