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William Hugh Sessoms

Td Private Client Wealth LLC

Wilmington, NC

Sarasota, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-22
GA RA APPROVED 2022-11-30
WA RA APPROVED 2021-11-02
NY RA APPROVED 2021-08-19
IL RA APPROVED 2019-11-07
CA RA APPROVED 2015-04-20
NJ RA APPROVED 2013-07-26
MA RA APPROVED 2013-07-24
VT RA APPROVED 2013-07-22
FL RA APPROVED 2013-07-18
CT RA APPROVED 2013-07-17
DE RA APPROVED 2013-07-17
MD RA APPROVED 2013-07-17
NH RA APPROVED 2013-07-17
NC RA APPROVED 2013-07-17
PA RA APPROVED 2013-07-17
RI RA APPROVED 2013-07-17
SC RA APPROVED 2013-07-17
VA RA APPROVED 2013-07-17
ME RA APPROVED 2013-07-15
  • OH RA
    APPROVED
    Since 2024-07-22
  • GA RA
    APPROVED
    Since 2022-11-30
  • WA RA
    APPROVED
    Since 2021-11-02
  • NY RA
    APPROVED
    Since 2021-08-19
  • IL RA
    APPROVED
    Since 2019-11-07
  • CA RA
    APPROVED
    Since 2015-04-20
  • NJ RA
    APPROVED
    Since 2013-07-26
  • MA RA
    APPROVED
    Since 2013-07-24
  • VT RA
    APPROVED
    Since 2013-07-22
  • FL RA
    APPROVED
    Since 2013-07-18
  • CT RA
    APPROVED
    Since 2013-07-17
  • DE RA
    APPROVED
    Since 2013-07-17
  • MD RA
    APPROVED
    Since 2013-07-17
  • NH RA
    APPROVED
    Since 2013-07-17
  • NC RA
    APPROVED
    Since 2013-07-17
  • PA RA
    APPROVED
    Since 2013-07-17
  • RI RA
    APPROVED
    Since 2013-07-17
  • SC RA
    APPROVED
    Since 2013-07-17
  • VA RA
    APPROVED
    Since 2013-07-17
  • ME RA
    APPROVED
    Since 2013-07-15

Branch Locations

802 S. College Road, Wilmington, NC 28403 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Wilmington NC 09/2012 Present
Td Bank, N.A. Wilmington NC 09/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-17
S66 Uniform Combined State Law Examination 2007-06-06
S63 Uniform Securities Agent State Law Examination 1998-06-24
  • S65 Uniform Investment Adviser Law Examination
    2013-07-17
  • S66 Uniform Combined State Law Examination
    2007-06-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-24
Other Names
  • Bill Sessoms
  • William Sessoms

View on SEC IAPD

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