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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-21
FL RA APPROVED 2018-02-05
WI RA APPROVED 2009-06-26
  • TX RA
    APPROVED_RES
    Since 2019-06-21
  • FL RA
    APPROVED
    Since 2018-02-05
  • WI RA
    APPROVED
    Since 2009-06-26

Branch Locations

Sanibel, FL • United States

Middleton, WI • United States

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Madison WI 06/2009 Present
  • 06/2009 → Present
    Robert W. Baird
    Madison, WI
Previous Registrations
Other Businesses

Name and Address: Presto Properties LLC 933 Winding Way Middleton, WI 53562 Nature of Entity: LLC to hold investment property (Sanibel, FL) to be rented Responsibilities in this role: Owner of property and member of LLC Hours Devoted: 3 hours/month Name/Address: United Way of Dane County Foundation, 2509 Atwood Avenue Madison, WI 53704 Start date: 2/26/2020 Hours spent: 1-5/month Hours spent during trading Hours: 4hrs/quarter Role/Responsibility: Board Trustee, Investment Committee Chair Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-15
S63 Uniform Securities Agent State Law Examination 1998-07-02
  • S65 Uniform Investment Adviser Law Examination
    1999-01-15
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02
Other Names
  • Margaret Anne Heine
  • Margaret Anne Prestigiacomo
  • Meg Prestigiacomo
  • Margaret Anne Prestigiacomo

View on SEC IAPD

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