Jeffrey L Haiken

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-26
TX	RA	APPROVED	2015-06-08

NY RA
APPROVED

Since 2021-05-26
TX RA
APPROVED

Since 2015-06-08

Branch Locations

400 Broadhollow Road Suite 401, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Oyster Bay	NY	05/2015	Present

05/2015 → Present

Stifel Nicolaus & Co Inc

Oyster Bay, NY

Previous Registrations

2008-01-09 → 2015-06-09

Janney Montgomery Scott Llc

Melville, NY

Other Businesses

Jerome W Gratenstein Foundation; 2D Startfod East Boynton Beach FL 33436; Charitable Foundation; Board Member - Secretary; Help develop investing plan and vote for grants to board approved 503C charities; 06/29/2018; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-24
S63	Uniform Securities Agent State Law Examination	1998-05-29

S65 Uniform Investment Adviser Law Examination

1998-06-24
S63 Uniform Securities Agent State Law Examination

1998-05-29

View on SEC IAPD