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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-06-08
  • PA RA
    APPROVED
    Since 2015-06-08

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1000 Noble Energy Drive, Suite 280, Canonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsburgh PA 06/2015 Present
Private Advisor Group, Llc Pittsburgh PA 06/2015 Present
Previous Registrations
  • 2009-03-02 → 2015-06-08
    Invest Financial Corporation
    Pittsburgh, PA
    Pittsburgh, PA
  • 2004-08-05 → 2009-03-13
    Ameritas Investment Company, Llc
    Pittsburgh, PA
    Pittsburgh, PA
  • 2004-03-31 → 2004-07-07
    Waddell & Reed
    Pittsburgh, PA
Other Businesses

1. 06/05/2015: TJS FINANCIAL SERVICES, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 05/11/2015 - TIME SPENT 100%. 2. 6/24/2015: PRIVATE ADVISOR GROUP, LLC - DBA: (HYBRID) PRIVATE ADVISOR GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 100%. 3. 6/24/2015: PRIVATE ADVISOR GROUP - DBA: (HYBRID) TJS FINANCIAL SERVICES, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 01/01/2012 - TIME SPENT 100%. 4. 6/9/2016: North East Brokerage and Executive Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/02/2010 - 2 Hours Per Month During Securities Trading. 5. 12/10/2020 - Private Advisor Group - DBA: (Hybrid) TJS Financial Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2012 - 60 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Portfolio Partners LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/12/2021 - TJS Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 3/23/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 7. 09/16/2022 - Health Benefit Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading 8. 06/29/2023 - Peak Pro Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading 9. 06/29/2023 - SW Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/12/2023 - 4 Hours Per Month/ 1 Hour During Securities Trading 10. 01/15/2026 - KSKJ Life - Non-Variable Insurance - Wealth Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/31/2026 - 2 hours per month/ during trading 11. 03/27/2026-Tax Advantage Protection Group-Insurance Advisor-Non-Variable Insurance-Inv related-At Aldie, VA-Start date 04/06/2026-4hrs/mth-4hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-11
S63 Uniform Securities Agent State Law Examination 1999-12-06
  • S65 Uniform Investment Adviser Law Examination
    2003-07-11
  • S63 Uniform Securities Agent State Law Examination
    1999-12-06
Other Names
  • Mark Casciola

View on SEC IAPD

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