James Aaron Martin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-08-16

OH RA
APPROVED

Since 2019-08-16

Branch Locations

Dresden, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Martin Family Enterprises	Dresden	OH	12/1999	Present
Nationwide Securities, Llc	Columbus	OH	10/2009	08/2019
Cambridge Investment Research, Inc.	Fairfield	IA	08/2019	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	08/2019	Present

12/1999 → Present

Martin Family Enterprises

Dresden, OH
10/2009 → 08/2019

Nationwide Securities, Llc

Columbus, OH
08/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
08/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1. INDEPENDENT INSURANCE AGENT, DRESDEN, OH, 07/2019. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-25/WK-15/TRADING. 2. MARTIN LANDINGS LLC, DRESDEN, OH, 11/2018. CO-OWNER, SEASONAL CAMPGROUND. NIR-20/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE 3. TRANSAMERICA AGENCY NETWORK, 1650 WATERMARK DRIVE,STE 120, COLUMBUS, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 8/WK- 0/TRADING 4. LIFEWISE ACADEMY-TRI-VALLEY, FRAZEYSBURG OH 43822, 09/2023, BOARD MEMBER, NIR 2 HR/MO, 0 HR/TRADING