Clifford Leon Cadle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Lpl Financial Llc
  South Elgin, IL
• 03/2015 → 05/2018
  Advisors' Pride Inc
  South Elgin, IL

Previous Registrations

• 2015-03-11 → 2018-01-05
  Advisors' Pride Inc.
  South Elgin, IL
  Appleton, WI
• 2000-08-11 → 2003-07-17
  Equitable Advisors, Llc
  Oakbrook, IL

Other Businesses

(1) 02/26/2009: THE SEGRUST GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 840 SUNRISE DR, SOUTH ELGIN, IL 60177 (2) 01/26/2015: NO BUSINESS NAME - INV REL - 840 SUNRISE DR, SOUTH ELGIN, IL 60177 - NON-VARIABLE INSURANCE - START 01/01/2015 - 5 HR/MO ALL DURING SECS TRDG HRS - PROVIDE CLIENTS WITH HEALTH INSURANCE AND FIXED LIFE INSURANCE (3) 04/17/2023 - Solar Beam, LLC - Investment Related - At Reported Business Location(s) - Other - Real Estate Investment - Start Date 02/01/2023 - 0 Hours Per Month/0 Hours During Securities Trading (4) 04/25/2023 - Aspiration LLC - Not Investment Related - At Reported Business Location(s) - Other - Construction - Start Date 03/01/2023 - 30 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1998-06-12

Other Names

• Clifford Leon Cadle