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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-31 |
| TX | RA | APPROVED_RES | 2019-10-31 |
Branch Locations
50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States
1790 S Bascom Ave Ste 120, Campbell, CA 95008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cupertino | CA | 07/2015 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 08/2015 | 10/2019 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 10/2019 | Present |
IN-HOME SUPPORT SERVICES (IHSS); NOT INV RELATED; SAN JOSE, CA; CARE GIVER; START DATE 9/2/2024; 30 HOURS PER MONTH; 0 DURING TRADING; PROVIDING IN-HOME CARE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-20 |
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