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Tamara Megan Stein

Hightower Advisors, LLC

Chicago, IL

Encino, CA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-17
  • CA RA
    APPROVED
    Since 2015-12-17

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

16530 Ventura Blvd, Suite 604, Encino, CA 91436 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Encino CA 12/2015 Present
Hightower Advisors, Llc Encino CA 12/2015 Present
Previous Registrations
  • 2011-05-16 → 2015-12-19
    Morgan Stanley
    Sherman Oaks, CA
    Woodland Hills, CA
    Chicago, IL
    Chicago, IL
  • 2009-06-01 → 2010-02-19
    Morgan Stanley
    Woodland Hills, CA
  • 2009-02-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2007-04-02 → 2008-01-22
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2002-01-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sherman Oaks, CA
    Sherman Oak, CA
    Woodland Hills, CA
Other Businesses

FEINBERG STEIN FINANCIAL SERVICES, LLC - ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-28
  • S66 Uniform Combined State Law Examination
    2001-07-28
Other Names
  • Tamara Megan Bounds
  • Tamara Megan Bounds

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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