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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| GA | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
1633 Mt Vernon Rd Suite 100, Atlanta, GA 30338 • United States
Dalton, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Dalton | GA | 07/2007 | 11/2023 |
| Osaic Wealth, Inc. | Dalton | GA | 11/2023 | Present |
1. BDL ADVISORS POSITION: Registered Representative NATURE: Marketing Name/DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/1999 ADDRESS: 118 W. King St., Dalton GA 30720, United States DESCRIPTION: Financial plan creation and review. Trading. Client prep and meetings Oversight on Compliance for the office. 2. BROWNE, DRAPER AND LAND, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/31/2003 ADDRESS: 118 W. King St., Dalton GA 30720, United States DESCRIPTION: Budgeting. Pay business expenses and payroll. 3. JOHN DRAPER - INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1998 ADDRESS: 118 W. King St., Dalton GA 30720, United States DESCRIPTION: Completing insurance applications.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-26 |
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