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510 Bering Drive Ste 100, Houston, TX 77057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-04-18 |
| TX | RA | APPROVED | 2017-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Houston | TX | 11/2008 | 03/2017 |
| Morgan Stanley Smith Barney | Houston | TX | 06/2009 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-16 |
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