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Desiree Ruth Hoffman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-08-08
CA RA APPROVED 1998-09-21
  • TX RA
    APPROVED_RES
    Since 2000-08-08
  • CA RA
    APPROVED
    Since 1998-09-21

Branch Locations

Los Angeles, CA • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, I Beverly Hills CA 11/1996 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 11/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-27
  • S66 Uniform Combined State Law Examination
    1998-07-27
Other Names
  • Desiree Ruth Satz
  • Desiree R Hoffman

View on SEC IAPD

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