Brian Joseph Hentz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 11/2017
  National Planning Corporation
  Santa Monica, CA
• 11/2017 → Present
  Lpl Financial Llc
  Lady Lake, FL

Previous Registrations

• 2012-10-30 → 2017-12-06
  National Planning Corporation
  Lady Lake, FL
  Los Angeles, CA
• 2012-06-26 → 2012-11-06
  Morgan Stanley
  The Villages, FL
• 2007-09-14 → 2012-06-18
  National Planning Corporation
  The Villages, FL
• 2006-01-24 → 2007-09-18
  Securities America Advisors, Inc.
  The Villages, FL
• 1998-05-27 → 2006-01-30
  Securian Financial Services, Inc.
  Lady Lake, FL
  Lady Lake, FL

Other Businesses

GRAUNKE & HENTZ WEALTH MANAGEMENT LLC, 117 NORTH US HIGHWAY 441, STE 100, LADY LAKE, FL 32159, MANAGING MEMBER, 10/19/2012, 2 HOURS TOTAL, 0 DURING TRADING HOURS, FIXED INSURANCE. -- Wildwood Professional Center LLC, 117 NORTH US HIGHWAY 441 STE 100 LADY LAKE FL 32159, 1/3 Owner, Non-investment related, 1/1/2003, 1 hours total, 0 during trading hours, Investment Property. GHW PROPERTIES LLC, 117 NORTH US HIGHWAY 441, STE 100, LADY LAKE, FL 32159, MANAGING MEMBER, 3/31/2014, 0-2 HOURS TOTAL, 0-2 DURING TRADING HOURS, INVESTMENT PROPERTY.--

Exams

• S66 Uniform Combined State Law Examination
  1999-01-08

Designations

• Certified Financial Planner

Other Names

• Brain Joseph Hentz