Ronald George Berry

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-03-21
TX	RA	APPROVED_RES	2024-03-21

CT RA
APPROVED

Since 2024-03-21
TX RA
APPROVED_RES

Since 2024-03-21

Branch Locations

Easton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investors Capital Corporation	Lynnfield	MA	04/2014	10/2016
Cetera Advisors Llc	Denver	CO	10/2016	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

04/2014 → 10/2016

Investors Capital Corporation

Lynnfield, MA
10/2016 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2014-04-02 → 2016-10-03

Investors Capital Corp.

Lynnfield, MA

Easton, CT

Lynnfield, MA

Lynnfield, MA
2002-04-23 → 2014-04-14

Msi Financial Services, Inc.

Shelton, CT

Norwalk, CT

Norwalk, CT
2000-03-20 → 2002-04-04

Ameriprise Financial Services, Llc

Norwalk, CT

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, GROUP BENEFITS; (2) NAME OF OTHER BUSINESS: INTEGRITY CAPITAL MANAGEMENT GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: 165 MILE COMMON ROAD EASTON CT 06612, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2014, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF TRADING HOURS PER WEEK: 10, POSITION/TITLE/RELATIONSHIP: PRINCIPAL, FINANCIAL CONSULTANT & ADVISOR, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: TOWN OF EASTON CT- INSURANCE COMMISSION, INVESTMENT RELATED: NO, ADDRESS: 650 MOREHOUSE ROAD, EASTON, CT, 06612, NATURE OF BUSINESS: CIVIC, START DATE: 06/2023, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW INSURANCE PROVIDER PROPOSALS, RISK MITIGATION, OBJECTIVE IS TO KEEP TOWN INSURANCE POLICIES FAIR AND REASONABLE;