Robin Sue Jarvis

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2009-01-02 → 2009-12-31
  Oppenheimer & Co. Inc.
  Portsmouth, NH
• 2006-09-22 → 2009-01-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manchester, NH
  Manchester, NH
  Portsmouth, NH

Other Businesses

1) JARVIS FINANCIAL, 775 SALMON FALLS RD, SOMERSWORTH, NH, 3/15/10, OWNER, DBA, INV REL, 4 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 160 HR/MO TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 3) ROBIN S. JARVIS, 75 SALMON FALLS RD, SOMERSWORTH, NH, 05/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, INV REL, 128 HR/MO, 48 HR/MO TRADING. 4) DOOR DASHER, DOVER, NH, 04/28/23, INDEPENDENT CONTRACTOR, COURIER SERVICE, NIR, 20 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-05
• S63 Uniform Securities Agent State Law Examination
  1998-10-23