Thomas Michael Hallberg

Current Employers

Wealth Transitions

Forest Lake, MN • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-23
MN	RA	APPROVED	2024-12-18
TX	RA	APPROVED_RES	2024-11-05

WI RA
APPROVED

Since 2025-01-23
MN RA
APPROVED

Since 2024-12-18
TX RA
APPROVED_RES

Since 2024-11-05

Branch Locations

Forest Lake, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Lindstron	MN	04/1998	02/2023
Thomas M. Hallberg, Llc Dba Wealth Transitions	Forest Lake	MN	11/2024	Present
Thomas Hallberg Sole Proprietor	Forest Lake	MN	02/2023	Present
Thomas M. Hallberg, Llc Dba Wealth Transitions	Forest Lake	MN	01/2023	Present

04/1998 → 02/2023

Edward D. Jones & Co., L.P.

Lindstron, MN
11/2024 → Present

Thomas M. Hallberg, Llc Dba Wealth Transitions

Forest Lake, MN
02/2023 → Present

Thomas Hallberg Sole Proprietor

Forest Lake, MN
01/2023 → Present

Thomas M. Hallberg, Llc Dba Wealth Transitions

Forest Lake, MN

Previous Registrations

2013-12-10 → 2023-02-03

Edward Jones

Forest Lake, MN

Other Businesses

THOMAS HALLBERG SOLE PROPRIETOR; 02/2023; NON-INVESTMNET RELATED; FORREST LAKE, MN; LIFE AND SPIRITUAL COACHING/PUBLIC SPEAKER; 15 HOURS/MOUTSIDE OF TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-07-29
S63	Uniform Securities Agent State Law Examination	1998-06-18

S65 Uniform Investment Adviser Law Examination

2024-07-29
S63 Uniform Securities Agent State Law Examination

1998-06-18

Other Names

Tom Hallberg

View on SEC IAPD