Scott William Shaw

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 01/2015 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2011-03-25 → 2015-01-28
  Park Avenue Securities Llc
  Doylestown, PA
  Doylestown, PA

Other Businesses

(1)INSURANCE SERVICES (2) FLIS TRUSTEE; FAMILY TRUST; STARTED 12/1/14; DUTIES: HELP SURVIVING SPOUSE UNDERSTAND THE USE OF THE TRUST AND THE INVESTMENTS IN THE TRUST; ADDRESS: VERITAS STRATEGIES 18 N. MAIN STREET SUITE 210 DOYLESTOWN, PA 18901 (3) A)VERITAS STRATEGIES B) NON-INVESTMENT RELATED C) 18 N MAIN ST, SUITE 205 D) RENTAL SPACE TO LOCAL CPA F) 04/2017 G) 0 HRS/MO H) 0 TRADING HRS I) COLLECTING RENT, SCHEDULING CONFERENCE ROOM - IF NEEDED J) OFFICER/DIRECTOR (4) A) STRUCTURED SETTLEMENTS B) INVESTMENT RELATED C) 18 N MAIN STREET, SUITE 210, DOYLESTOWN, PA 18901 D) ACTIVITY IS FOR STRUCTURED SETTLEMENTS E) INDEPENDENT CONTRACTOR F ) 09/01/2017 G) 1 HOURS PER MONTH DEVOTED H) 1 HOURS PER MONTH DURING TRADING DEVOTED I) PROVIDE SUITABLE RECOMMENDATIONS TO THE ATTORNEYS REQUESTING THIS FOR THEIR CLIENT'S STRUCTURED SETTLEMENT (5)Shaw Enterprises, Inc.; Non-Investment Related; Address: 5 Stone Barn Ct., Doylestown, PA 18901; Consumer product distribution; Officer; Start Date: 6/17/2020; 0 hours per month; no duties or responsibilities, spouse operates business. (6) Calvary Chapel Central Bucks Church; Not investment related; 150 East Butler Pike, Chalfont PA 18914; Chairperson of Financial Council; I head up the Financial Advisory Council at our church, we will be receiving additional contributions toward a new building fund, I will be answering questions to members who want to contribute and explaining ideas such as Donor Advised Funds, Qualified Charitable Distributions, gifting of appreciated stock, etc.; Start 4/1/24; 0 hours/month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-24
• S63 Uniform Securities Agent State Law Examination
  1998-06-26

Other Names

• Scott W Shaw