Bryan Anthony Rasey

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2012-01-03

WI RA
APPROVED

Since 2012-01-03

Branch Locations

222 S 9Th St Ste 1400, Minneapolis, MN 55402 • United States

Franklin, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Franklin	WI	10/2007	Present
Principal Securities, Inc.	Franklin	WI	03/2016	Present

10/2007 → Present

Principal Life Insurance Company

Franklin, WI
03/2016 → Present

Principal Securities, Inc.

Franklin, WI

Other Businesses

PRINCIPAL BANK AND TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 10361 W. innovation Drive, Suite 325, Wauwatosa WI 53226, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/ manage Principal retirement account relationships across the insurance/broker dealer and bank/trust offerings of Principal

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-22
S63	Uniform Securities Agent State Law Examination	2005-06-29

S66 Uniform Combined State Law Examination

2011-12-22
S63 Uniform Securities Agent State Law Examination

2005-06-29