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Current Employers
Trustmont Advisory Group, Inc.

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-08-23
  • SC RA
    APPROVED
    Since 2010-08-23

Branch Locations

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601 • United States

1220 Alexander Street, Mauldin, SC 29662 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Support Co. - Tax Preparation Mauldin SC 05/2010 Present
Trustmont Financial Group, Inc. Greensburg PA 08/2010 Present
Trustmont Advisory Group, Inc. Greensburg PA 08/2010 Present
  • 05/2010 → Present
    Support Co. - Tax Preparation
    Mauldin, SC
  • 08/2010 → Present
    Trustmont Financial Group, Inc.
    Greensburg, PA
  • 08/2010 → Present
    Greensburg, PA
Previous Registrations
  • 2011-09-01 → 2013-06-25
    Greenville, SC
  • 2009-09-18 → 2010-08-13
    Greenville, SC
  • 2008-09-23 → 2009-09-17
    Cic Advisers, Llc
    Raleigh, NC
  • 2007-07-24 → 2008-09-17
    Truist Investment Services, Inc.
    Spartanburg, SC
    Spartanburg, SC
    Spartanburg, SC
    Spartanburg, SC
    Spartanburg, SC
    Spartanburg, SC
    Simpsonville, SC
    Simpsonville, SC
    Spartanburg, SC
    Chesnee, SC
    Boiling Springs, SC
    Inman, SC
    Inman, SC
    Gaffney, SC
    Spartanburg, SC
    Mauldin, SC
    Fountain Inn, SC
    Belton, SC
    Greenville, SC
    Seneca, SC
  • 2000-08-24 → 2007-07-12
    Greenville, SC
    Greenville, SC
Other Businesses

INSURANCE AGENT ENGAGING IN THE SALE OF FIXED ANNUITIES, EIA'S AND FIXED INDEXED ANNUITIES. SEPTEMBER 2008-PRESENT 5 HPW. FINRA ARBITRATOR- AS NEEDED QUAESTUS ASSET MANAGEMENT, 1220 ALEXANDER ST, MAULDIN, SC 29622. OWNER COMMERCIAL PROPERTY RENTAL, 3 HPM. EMMET MARTIN NOTARY SERVICE- OWENER- NOTARIZATION OF BUSINESS AND FAMILY PAPERWORK- 0 HPW DURING TRADIG HOURS SC TINY HOMES- Own 2 lots of property- Not active in building or selling. 0 hours per month during market hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1998-07-02
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02

View on SEC IAPD

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