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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-02-06
DC RA APPROVED 2018-02-02
MD RA APPROVED 2017-07-17
TX RA APPROVED_RES 2010-01-08
NM RA APPROVED 2006-09-12
  • VA RA
    APPROVED
    Since 2019-02-06
  • DC RA
    APPROVED
    Since 2018-02-02
  • MD RA
    APPROVED
    Since 2017-07-17
  • TX RA
    APPROVED_RES
    Since 2010-01-08
  • NM RA
    APPROVED
    Since 2006-09-12

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 02/1998 Present
Bank Of America, Na Santa Fe NM 01/2010 Present
Other Businesses

I*1022357, Name of OBA: Anthropologie Address: Reston, VA Investment Related: No Position, Title, Association: Other, Retail Employee Start Date: 10/13/2022 No Hours: 15 Weekly No Hours during trading: 0 Duties: Retail Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-11
  • S66 Uniform Combined State Law Examination
    2006-09-11
Other Names
  • Marybeth Chavez
  • Mary Chavez

View on SEC IAPD

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