Jonathan Robert Root

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  North Haven, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  North Haven, CT

Other Businesses

Real Estate Ownership; Commercial; 250 State Street,Unit E-1/2Sturbridge CommonsNorth Haven, CT 064, ,; Not Investment-Related; 08/02/2014. Independent Insurance Brokering; Elevance Health, Inc; 06/01/2000; Health. Business Ownership; RAB LLC; Co-Owner; Entity is used to purchase and own building housing my practice.; 250 State Street Unit E-1, , North Haven, CT, 06473; Not Investment-Related; 01/01/2011; 10 to 19 hours per month; 10 to 19 during trading hours / Brandrew LLC; Co-Owner and Franchise Advisor.; Entity is used for payroll and practice health benefits and expenses.; 250 State Street Unit E-1, , North Haven, CT, 06473; Not Investment-Related; 01/01/2007; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-03-29

Other Names

• Jonathan Robert Root