Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-22
MN RA APPROVED 2021-10-22
AL RA APPROVED 2021-10-21
OK RA APPROVED 2021-10-21
VA RA APPROVED 2021-10-21
FL RA APPROVED 2008-11-19
TX RA APPROVED 2008-11-14
  • GA RA
    APPROVED
    Since 2021-10-22
  • MN RA
    APPROVED
    Since 2021-10-22
  • AL RA
    APPROVED
    Since 2021-10-21
  • OK RA
    APPROVED
    Since 2021-10-21
  • VA RA
    APPROVED
    Since 2021-10-21
  • FL RA
    APPROVED
    Since 2008-11-19
  • TX RA
    APPROVED
    Since 2008-11-14

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra, FL 32082 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ponte Vedra Beach FL 11/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-27
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    1998-07-27
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10
Other Names
  • Moe Alvarez
  • Mauricio Jose Alvarez
  • Mauricio Jose Jose Alvarez

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ponte Vedra, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor