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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-10-22 |
| MN | RA | APPROVED | 2021-10-22 |
| AL | RA | APPROVED | 2021-10-21 |
| OK | RA | APPROVED | 2021-10-21 |
| VA | RA | APPROVED | 2021-10-21 |
| FL | RA | APPROVED | 2008-11-19 |
| TX | RA | APPROVED | 2008-11-14 |
Branch Locations
822 North Highway A1A Suite 211, Ponte Vedra, FL 32082 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Ponte Vedra Beach | FL | 11/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-10 |
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